Four reasons why too many informed consents to clinical research are invalid: a critical analysis of current practices
Communication
Anne Wisgalla, Joerg Hasford
BMJ Open – Ethics, 4 March 2022
Open Access
Abstract
Objective
Informed consent (IC) is a central ethical and legal requirement for clinical research that aims to protect the autonomy of participants. To enable an autonomous decision and valid consent, adequate understanding must be ensured. However, a considerable proportion of participants do not understand the relevant aspects about participation in research, for example, approximately 45% could not name at least one risk. As such, the inadequate understanding of IC has been known for several decades, and it still constitutes a severe problem for the ethical conduct of research. Through delineating the most pressing deficits of current IC procedures that lead to insufficient understanding, we aim to encourage the discussion among stakeholders, for example, clinical researchers, and to provide the grounds for practical solutions.
Main arguments
(1) IC documents are too long to be read completely, thus, make it very difficult for potential participants to identify the material facts about the trial. (2) The low readability of the IC documents disadvantages persons with limited literacy. (3) The therapeutic misconception frequently prevents participants to realise that the primary purpose of clinical research is to benefit future patients. (4) Excessive risk disclosures, insufficient information about expected benefits and framing effects compromise a rational risk/benefit assessment.
Conclusion
Due to these deficits, practices of IC in clinical research too often preclude adequate understanding of prospective participants, thus, invalidating IC. The gap between the well-specified ethical norm to enable IC and its insufficient translation into practice can no longer be accepted, as participant rights and the public trust in responsible research are at stake. Hence, immediate action is needed to address the prevailing deficits.
Year: 2022
Streamlined versus traditional consent for low-risk comparative effectiveness trials: a randomized experimental study to measure patients’ and public attitudes
Streamlined versus traditional consent for low-risk comparative effectiveness trials: a randomized experimental study to measure patients’ and public attitudes
Research Article
Nancy E Kass, Ruth R Faden, Stephanie R Morain, Kristina Hallez, Rebecca A Stametz, Amanda R Milo, Deserae Clarke
Journal of Comparative Effectiveness Research, 3 March 2022
Abstract
Aim
Streamlining consent for low-risk comparative effectiveness research (CER) could facilitate research, while safeguarding patients’ rights.
Materials & methods
2618 adults were randomized to one of seven consent approaches (six streamlined and one traditional) for a hypothetical, low-risk CER study. A survey measured understanding, voluntariness, and feelings of respect.
Results
Participants in all arms had a high understanding of the trial and positive attitudes toward the consent interaction. Highest satisfaction was with a streamlined approach showing a video before the medical appointment. Participants in streamlined were more likely to mistakenly think a signature was required.
Conclusion
Streamlined consent was no less acceptable than traditional, signed consent. Streamlined and traditional approaches achieved similar levels of understanding, voluntariness and a feeling that the doctor–patient interaction was respectful.
Getting the Most out of Consent: Patient-Centered Consent for an Acute Stroke Trial
Getting the Most out of Consent: Patient-Centered Consent for an Acute Stroke Trial
Article
Neal W. Dickert, Kathleen Metz ,S. Iris Deeds, Michael J. Linke, Andrea R. Mitchell, Candace D. Speight, Opeolu M. Adeoye
Ethics & Human Research, 26 February 2022
Abstract
Informed consent for clinical trials in acute stroke is characterized by challenges related to urgency, cognitive impairment, and geographical separation. Context-appropriate approaches are needed for this setting. We conducted a mixed-methods project involving focus groups and interviews as well as collaboration with a patient advisory panel and a central institutional review board (CIRB) to design and implement a patient-driven consent process for a multicenter trial incorporating adaptive randomization. Remote consent was recognized as challenging but acceptable. Adaptive randomization was viewed positively, but significant potential for misunderstanding was appreciated. Collaboration between the patient advisory panel and the CIRB resulted in a shortened, more patient-centered consent form that was approved at all sites with few modifications. An information sheet was developed as a resource for patients and surrogates after enrollment. Collaboration between investigators, patient partners, and a CIRB can facilitate innovation and implementation of patient-centered, context-appropriate consent strategies.
Reshaping the review of consent so we might improve participant choice
Reshaping the review of consent so we might improve participant choice
Research Article
Hugh Davies
Research Ethics, 15 September 2021
Abstract
Consent is one necessary foundation for ethical research and it’s one of the research ethics committee’s major roles to ensure that the consent process meets acceptable standards. Although on Oxford ‘A’ REC (an NHS Research Ethics Committee based in the UK) we’ve been impressed by the thought and work put into this aspect of research ethics, we’ve continued to have concerns about the suitability and effectiveness of consent processes in supporting decision making, particularly for clinical trials. There’s poor understanding of what people want to help them decide; current processes don’t provide the best grounding for informed consent and there’s inadequate public involvement. We’ve also found a lack of proportionality with researchers failing to adapt consent procedures in proportion to the burdens and consequences of the study. As a result, people are often not best helped to make an informed choice when asked to join a research study. To address these concerns, we considered how we might improve this aspect of research ethics review. Recognising the central importance of the dialogue between the volunteer and researcher, we’ve drawn up a model or flowchart of what we deem good consent practice, proposing consent should be built around four simple steps:
Step 1: Introducing the study and the choices: helping the potential participants get an overview of the proposal and introducing the key issues.
Step 2: Explaining all the details of the study using the detailed Participant Information Sheet.
Step 3: After a gap, if necessary, reviewing and checking understanding.
Step 4: Reaching agreement and recording consent.
These steps, we believe, could help all involved and this article lays out ways we might improve participant choice while complying with accepted principles and current regulations.
The Effect of Digital Literacy on Participation in Social Media Clinical Trials in Cancer: Tailoring an Informed Consent Process
The Effect of Digital Literacy on Participation in Social Media Clinical Trials in Cancer: Tailoring an Informed Consent Process
Debra Parker Oliver, George Demiris, Karla T. Washington, Kyle Pitzer, Connie Ulrich
Telemedicine and e-Health, 21 Mar 2022
Abstract
Introduction
This study asked: (1) How does digital literacy influence one’s decision to consent to a social media intervention study? (2) What is a brief way to assess individual digital literacy before an individual’s decision to participate in a trial? and (3) How can a consent process be tailored around an individual’s digital literacy level?
Methods
We used an assessment tool to investigate digital literacy of those who chose to consent to a clinical trial and those who did not consent to the clinical trial but agreed to participate in a digital literacy study.
Results
A total of 161 hospice caregivers completed the digital literacy assessment. Older individuals and those who rated themselves as more proficient in the use of technology and social media were more likely to consent to the social media clinical trial.
Conclusions
We found that asking participants to rate their technology skills and social media skills allows researchers to tailor a consent process. For those who are comfortable with technology and social media the traditional process is appropriate. For individuals that rate themselves with weaker technology and social media skills it is important that the consent process includes assurance they will receive adequate support in the use of the technology and the media. The next step is to test the assessment and tailoring of consent processes for a social media clinical trial. Clinical Trial # NCT02929108.
Trust and digital privacy in healthcare: a cross-sectional descriptive study of trust and attitudes towards uses of electronic health data among the general public in Sweden
Trust and digital privacy in healthcare: a cross-sectional descriptive study of trust and attitudes towards uses of electronic health data among the general public in Sweden
Research
Sara Belfrage, Gert Helgesson, Niels Lynøe
BMC Medical Ethics, 4 March 2022; 23(19)
Open Access
Abstract
Background
The ability of healthcare to protect sensitive personal data in medical records and registers might influence public trust, which in turn might influence willingness to allow healthcare to use such data. The aim of this study was to examine how the general public’s trust relates to their attitudes towards uses of health data.
Methods
A stratified sample from the general Swedish population received a questionnaire about their willingness to share health data. Respondents were also asked about their trust in the management and protection of electronic health data.
Results
A large majority (81.9%) of respondents revealed high levels of trust in the ability of healthcare to protect electronic patient data. Good health was associated with significantly higher levels of trust compared to bad health. Respondents with low levels of trust were significantly less willing to allow personal data to be used for different purposes and were more inclined to insist on being asked for permission beforehand. Those with low levels of trust also perceived risks of unauthorized access to personal data to be higher and the likely damage of such unauthorized access worse, compared to those with high levels of trust.
Conclusions
Trust in the ability of healthcare to protect electronic health is generally high in Sweden. Those with higher levels of trust are more willing to let their data be used, including without informed consent. It thus seems crucial to promote trust in order to be able to reap the benefits that digitalization makes possible through increased access and use of data in healthcare.
Informed consent and algorithmic discrimination – is giving away your data the new vulnerable?
Informed consent and algorithmic discrimination – is giving away your data the new vulnerable?
Research Article
Hauke Behrendt, Wulf Loh
Review of Social Economy, 1 March 2022
Abstract
This paper discusses various forms and sources of algorithmic discrimination. In particular, we explore the connection between – at first glance – ‘voluntary’ sharing or selling of one’s data on the one hand and potential risks of automated decision-making based on big data and artificial intelligence on the other. We argue that the implementation of algorithm-driven profiling or decision-making mechanisms will, in many cases, disproportionately disadvantage certain vulnerable groups that are already disadvantaged by many existing datafication practices. We call into question the voluntariness of these mechanisms, especially for certain vulnerable groups, and claim that members of such groups are oftentimes more likely to give away their data. If these existing datafication practices exacerbate prior disadvantages, they ‘compound historical injustices’ (Hellman, 2018) and thereby constitute forms of morally wrong discrimination. To make matters worse, they are even more prone to further algorithmic discriminations based on the additional data collected from them.
A Blockchain-Based Consent Mechanism for Access to Fitness Data in the Healthcare Context
A Blockchain-Based Consent Mechanism for Access to Fitness Data in the Healthcare Context
May Alhajri, Carsten Rudolph, Ahmad Salehi Shahraki
IEEE Access, 24 February 2022; 10 pp 22960 – 22979
Open Access
Abstract
Wearable fitness devices are widely used to track an individual’s health and physical activities to improve the quality of health services. These devices sense a considerable amount of sensitive data processed by a centralized third party. While many researchers have thoroughly evaluated privacy issues surrounding wearable fitness trackers, no study has addressed privacy issues in trackers by giving control of the data to the user. Blockchain is an emerging technology with outstanding advantages in resolving consent management privacy concerns. As there are no fully transparent, legally compliant solutions for sharing personal fitness data, this study introduces an architecture for a human-centric, legally compliant, decentralized and dynamic consent system based on blockchain and smart contracts. Algorithms and sequence diagrams of the proposed system’s activities show consent-related data flow among various agents, which are used later to prove the system’s trustworthiness by formalizing the security requirements. The security properties of the proposed system were evaluated using the formal security modeling framework SeMF, which demonstrates the feasibility of the solution at an abstract level based on formal language theory. As a result, we have shown that blockchain technology is suitable for mitigating the privacy issues of fitness providers by recording individuals’ consent using blockchain and smart contracts.
Value-based Consent Model: A Design Thinking Approach for Enabling Informed Consent in Medical Data Research
Value-based Consent Model: A Design Thinking Approach for Enabling Informed Consent in Medical Data Research
Simon Geller, Sebastian Müller, Simon Scheider, Christiane Woopen, Sven Meister
Proceedings of the 15th International Joint Conference on Biomedical Engineering Systems and Technologies – HEALTHINF, 2022; pp 81-92
Open Access
Abstract
Due to new technological innovations, the increase in lifestyle products, and the digitalisation of healthcare the volume of personal health data is constantly growing. However, in order to use, re-use, and link personalised health data and, thus, unlock their potential benefits in health research, the authors of the data need to voluntarily give their informed consent. That is a major challenge to health data research, because the classic informed consent process requires the immense administrative burden to ask for consent, every time personal health data is accessed. In this paper we argue that all alternative consent models that have been developed to tackle this problem, either do not reduce administrative burdens significantly or do not conform to the informed consent ideal. That is why we used the design thinking approach to develop an alternative consent model that we call the value-based consent model. This model has the potential to reduce administrative burdens while empowering research subjects to autonomously translate their values into consent decisions.
Personalized medicine and research biobanking: From traditional to new informed consent generating a need for participatory governance [BOOK CHAPTER]
Personalized medicine and research biobanking: From traditional to new informed consent generating a need for participatory governance [BOOK CHAPTER]
Antonella Ficorilli
Personalized Medicine in the Making, 8 March 2022; pp 249-267 [Springer]
Abstract
Emerging personalized medicine necessitates the collection, storage and processing of an increasing number and type of human biological samples and associated data within research biobanks throughout the world, materials and data which will be used in future large-scale health-related studies. Hence, ethical concerns regarding biobanks have increased. Here, issues pertaining to autonomy and privacy will be considered, as well the related debate mainly focused on whether or not maintaining the informed consent model used in traditional health research sufficiently guarantees the dignity and rights of subjects, while at the same time serving as a good tool to obtain an appropriate balance between the research subjects’ interests and the public interest. The present paper aims to illustrate the evolutionary path of ethical reflection in this regard towards new models of informed consent, such as broad consent, dynamic consent, and meta consent. At the same time, this path generates the need for new types of governance that take into account the necessity of involving subjects in the decision-making process, especially in light of advancements in data mining and big data technologies.