The Civil Law Aspects of Informed Consent to Medical Procedures

The Civil Law Aspects of Informed Consent to Medical Procedures
Gede Agus Kurniawan, Ade Chandra
SASI, September 2024
Abstract
Introduction
Informed consent is a communication process between healthcare providers and patients regarding the medical procedures to be performed. Its aim is to provide sufficient information so that patients can make informed decisions, and it is regulated by various laws and regulations in Indonesia.
Purpose of the Research
The purpose of this research is to analyze the legal position of informed consent from the perspective of Indonesian civil law and to examine the civil law implications that arise if there is a violation of the informed consent principle in medical procedures.
Method of Research
This research uses normative legal methods with legislative and conceptual approaches, analyzing primary, secondary, and tertiary legal materials through literature study, and applying descriptive qualitative analysis.
Results of Research
Research findings indicate that informed consent holds a strong legal position within the perspective of Indonesian civil law, being viewed as a manifestation of a therapeutic agreement that must meet the valid agreement requirements according to the Civil Code (KUHPerdata) and be supported by various regulations. Violations of the principles of informed consent can lead to significant civil legal implications, including claims for damages on the grounds of breach of contract or unlawful acts, cancellation of the therapeutic agreement, liability for breach of professional standards, and claims based on consumer protection law. These implications can involve healthcare professionals and healthcare institutions, with consequences that include payment of material and immaterial damages, the burden of proof in court, and impacts on reputation and medical practice.

Editor’s note: SASI is a peer-reviewed journal published by the Faculty of Law, Universitas Pattimura, Indonesia.

Prevalence of pelvic examinations on anesthetized patients without informed consent

Prevalence of pelvic examinations on anesthetized patients without informed consent
Rachel Cutting, Varsha Reddy, Sneha Polam, Nicole Neiman, David Manna
Journal of Osteopathic Medicine, 7 October 2024
Open Access
Abstract
Context
The pelvic examination is a fundamental tool for the evaluation and diagnosis of women’s health conditions and an important skill for all medical students to learn as future physicians for the early detection of treatable conditions such as infection or cancer. Although the American College of Obstetricians and Gynecologists (ACOG) asserts that performing pelvic examinations under anesthesia for educational purposes should only occur if the patient provides explicit and informed consent, there still have been reports of medical students performing pelvic examinations on anesthetized patients across the country, and many states are now starting to pass bills requiring informed patient consents to conduct pelvic examinations under anesthesia.
Objectives
The objectives of this study are to evaluate the prevalence of pelvic examinations performed by osteopathic medical students on anesthetized patients without consent while fulfilling their third-year OB-GYN clerkship requirements.
Methods
The survey was administered and distributed to all osteopathic medical schools in the country via the Student Osteopathic Medical Association’s (SOMA’s) chapter emails, outreach emails, and SOMA’s social media accounts to collect data. Inclusion criteria included third- or fourth-year osteopathic medical students who completed their OB-GYN clerkship rotations when taking the survey. The exclusion criteria included any osteopathic medical student who had not completed their OB-GYN clerkship rotation. We utilized descriptive analysis to summarize the final data.
Results
We received 310 responses. The final number of responses was 291 after meeting the exclusion criteria. Most osteopathic medical students (94.2 %, n=274) considered the practice of performing pelvic examinations on anesthetized patients without their explicit consent unethical. Among the participants, 40.9 % (n=119) admitted to performing pelvic examinations on patients under anesthesia while on OB-GYN rotations, but most of them (57.1 %, n=68) did so without obtaining prior consent from the patients. Notably, the number of pelvic examinations performed by medical students on patients under anesthesia ranged widely from 1 to 25 with a median number of 10. Moreover, 58.9 % (n=70) indicated that they had not been properly educated to obtain specific consent before performing pelvic examinations under anesthesia. Many participants cited efficiency of practice, lack of policy awareness and personal education by medical students, and failure to refuse to perform pelvic examinations on anesthetized patients as trainees when asked by their seniors or preceptors.
Conclusions
This study demonstrates that although most osteopathic medical students consider performing pelvic examinations on anesthetized patients unethical, many still admit to practicing pelvic examinations on patients under anesthesia, while on OB-GYN rotations for efficiency of practice, lack of policy awareness and personal education, and being in unique positions in which grades are determined by seniors and preceptors for their willingness to do what is asked even if the practice does not align with their conviction. This study highlights the importance of ongoing research and implementation of policies at institutional and state levels that will procure the value of pelvic examinations while protecting and upholding the ethics of patients’ rights and autonomy of medical students.

The Impact of Obtaining Explicit Informed Consent for Medical Student Participation in the Pelvic Exam Under Anesthesia: A Qualitative Interview Study

The Impact of Obtaining Explicit Informed Consent for Medical Student Participation in the Pelvic Exam Under Anesthesia: A Qualitative Interview Study
Research Article
Hannah C Milad, Katie Watson, Patrick F Eucalitto, Ricky Hill, Alithia Zamantakis, Marlise Jeanne Pierre Wright, Adaeze A Emeka, Susan Tsai, Susan Goldsmit, Magdy P Milad
International Journal on Obstetrics and Gynecology, 26 September 2024
Open Access
Abstract
The pelvic exam under anesthesia (EUA) is an essential step in gynecologic surgery. Attending, fellow, and/or resident physicians utilize exam findings for surgical planning. Afterwards, medical students often perform this exam for their own learning; the student exam provides no direct clinical benefit to patients. Historically, consent for trainee EUAs was embedded within the surgical consent form. At one urban academic medical center, a written consent form specifically for medical student participation in the pelvic EUA was introduced. Our study examines patient, physician, and operating room (OR) staff perceptions of this new, explicit consent process between May 2021 and May 2023. Thirty-one (31) subjects including patients, OR staff, and physicians were interviewed and Northwestern University IRB approval was obtained. Our data suggest patients appreciated being asked to explicitly consent to or refuse the student pelvic EUA and having a dedicated consent form left them with a positive feeling about the hospital and their healthcare providers. OR staff and physicians agreed that the student pelvic EUA is necessary and almost all supported an explicit consent form. Physicians did not find the additional consent form burdensome and noted only a modest decline in learning opportunities. Patients and healthcare providers agreed that requiring explicit written consent for the student pelvic EUA respected patient autonomy, improved healthcare quality, and caused minimal disruption to medical education. Our data support the use of an explicit written consent form for student participation in the pelvic exam under anesthesia as standard practice.

Reevaluating Informed Consent: Integrating Shared Decision-Making into Spinal Surgery for Better Patient Outcomes

Reevaluating Informed Consent: Integrating Shared Decision-Making into Spinal Surgery for Better Patient Outcomes
Jeffrey N. Wang, Mohamed A. Elhakeem, Matthew J. Mesimer, Paul G. Mastrokostas, Salman Ahmad, Tim Reed, Brandon Klein, Lucas E. Bartlett, Adam D. Bitterman, Andrew Megas
Global Spine Journal, 26 October 2024
Abstract
Study Design
Narrative review.
Objectives
The objectives of this study were to answer the following questions: (1) What is the quality of informed consent in spine surgery, including both neurosurgery and orthopaedic spine surgery? (2) What limitations impede the ability of surgeons to engage in effective shared decision-making (SDM) and obtain adequate informed consent? (3) What strategies and solutions may improve the quality of informed consent and SDM? (4) What factors decrease the incidence of litigation in spine surgery?
Methods
N/A.
Results
SDM is a collaborative process where patients are involved in their treatment choices through open communication about risks, alternatives, and postoperative expectations. Informed consent is a vital component of this process, ensuring that patients are fully informed and empowered to make decisions based on their values and preferences. This review highlights the current state of informed consent within the context of SDM in spine surgery and explores how enhancing this process can improve patient outcomes, reduce dissatisfaction, and decrease litigation. By emphasizing patient autonomy and improving the quality of risk communication, SDM fosters better physician-patient relationships and more positive clinical outcomes.
Conclusions
Orthopaedic surgery and neurosurgery are highly litigated specialties, with failure to obtain informed consent frequently cited in lawsuits. These legal challenges are costly and time-consuming for both physicians and patients. Integrating SDM into the informed consent process can help mitigate these issues, leading to improved patient satisfaction and fewer legal disputes.

Development and early Evaluation of a novel tool for assessment of individualised risk tolerance during surgical consent

Development and early Evaluation of a novel tool for assessment of individualised risk tolerance during surgical consent
Research Article
James Booker, Jack Penn, Nicola Newall, David Rowland, Siddharth Sinha, Hani J Marcus
British Journal of Neurosurgery, 17 October 2024
Abstract
Purpose
The legal interpretation of consent has transitioned over the last decade. Surgeons must identify what patients value to individualise surgical consent. This presents a considerable challenge during busy ward rounds or outpatient clinics. We aimed to develop and evaluate a novel risk tolerance tool to aid surgical consent.
Methods
This prospective, longitudinal cohort study evaluated the views of adult, elective surgical patients from a single centre. Attitudes to the existing surgical consent process were assessed (n = 48) and responses underwent thematic analysis. From these responses and a stakeholder focus group, a novel risk tolerance tool was developed. The risk tool was evaluated using questionnaires in 25 pre-operative patients. Post-operatively, the same cohort were followed-up with a telephone clinic 6–8 weeks after discharge.
Results
Overall patients were satisfied with the current consent process, but negative themes emerged including that it is generalised, impersonal, and time pressured. The developed risk tool contained six domains: death, pain, loss of physical function, loss of cognitive function, need for repeat medical interventions, and social disability. Loss of physical function (mean = 34.0, SD = 12.8) and loss of cognitive function (mean = 34.0, SD = 6.1) had lowest risk tolerance, and need for repeat medical interventions (mean = 18.8, SD = 10.9) had the highest risk tolerance. Thirteen (93%) patients had a positive experience of the consent process vs 85% of patients in pre-consent tool cohort.
Conclusions
The tool demonstrated good patient acceptability and patient reported experience. The tool gathered data that may enhance understanding of patient risk tolerance and personalise the surgical consent process.

Pain Management Consent Considerations

Pain Management Consent Considerations
Book Chapter
Elizabeth Wilson, Kristopher Schroeder
Perioperative Pain Management, 16 October 2024 [Springer]
Abstract
Healthcare professionals must consider patients as collaborators in the process of healthcare decision making. In matters of perioperative pain management, it is important to consider and include patients in decisions that may be impacted by their personal history of pain management/analgesic administration, value system/thought process regarding pain management, and the relative impact of potential complications related to analgesic procedures and opioid analgesics. To make these decisions, healthcare professionals must consider the ability of patients to make decisions in the setting of pain and polypharmacy and if the use of adjunct/surrogate decision makers may be appropriate/beneficial. In addition, it is important to consider how information is conveyed and the degree of detail that is required to ensure that patients are equipped to make a decision that best aligns with their belief system and values. Finally, patient decisions must be respected, and they must know that they possess the autonomy to be ultimately responsible for the decisions that will impact their healthcare delivery.

Role of procedure-specific consent forms in clinical practice: a systematic review

Role of procedure-specific consent forms in clinical practice: a systematic review
Research Article
J Norvill, C Bent, JA Mawhinney, N Johnson
The Annals of The Royal College of Surgeons of England, 3 October 2024
Open access
Abstract
Introduction
Consent forms play an active role in the consent process with generic, handwritten consent forms (GCF) often the standard across the National Health Service. Increasingly, procedure-specific consent forms (PSCF) are being used as an alternative. However, concerns remain about whether they meet the standard for consent. We therefore conducted a systematic review with the objectives of investigating evidence for PSCF, study methodology and medicolegal criteria.
Methods
This systematic review was prospectively registered on PROSPERO (CRD42023392693) and conducted from 1 January 1990 to 17 March 2023 using the MEDLINE, Embase, CINAHL, CENTRAL and Emcare databases. A grey literature search was also performed. All studies evaluating PSCF in medical and surgical settings were included. Risk-of-bias analysis was performed using ‘RoB 2’ and ‘ROBINS-I’. Meta-analysis was not possible because of the results’ heterogeneity.
Findings
We identified 21 studies investigating PSCF with no systematic reviews and meta-analyses reported. Most studies were quality improvement projects (n = 10) followed by randomised studies (n = 5). No definitive legal guidance for PSCFs and no studies assessing their role in litigation post-procedural complications were identified. PSCFs were associated with improved documentation (70%–100%; n = 11) and legibility (100%; n = 2) compared with GCF. Randomised studies (n = 4) investigating patient understanding and recall for PSCF were inconclusive compared with GCF.
Conclusions
The heterogeneous evidence available merely demonstrates superior documentation of PSCF compared with GCF. Studies do not adequately investigate the impact on informed consent and fail to address the associated legal concerns. Further randomised studies with patient-centric outcomes and consideration for medicolegal criteria are needed.

A tool for optimising shared decision making and informed consent for surgical innovation: development and implementation of a core information set

A tool for optimising shared decision making and informed consent for surgical innovation: development and implementation of a core information set
Christin Hoffmann, Daisy Elliott, Cynthia Ochieng, Samuel Lawday, Abigail Vallance, Leila Rooshenas, Barry Main, Jane Blazeby, Pete Wheatstone, Angus McNair
BMJ Surgery, Interventions, & Health Technologies, 27 September 2024
Abstract
Introduction
There are significant challenges in achieving high-quality shared decision making (SDM) and informed consent for surgical innovation. Evidence shows that patients’ information needs are insufficiently addressed. We co-developed a core information set (CIS) to provide baseline information for consultation discussions between clinicians and patients offered novel surgical procedures/devices.
Methods
This study adhered to guidance for CIS and core outcome set development (COS-STAD) to (i) generate a provisional CIS from data sources (44 stakeholder interviews, 34 consultations, 213 studies, 58 policies) applying thematic content analysis, (ii) refine/agree CIS with stakeholders (patients, surgeons, anaesthetists, lawyers, ethicists, medical directors, SDM experts, regulators) using nominal group technique, (iii) conduct UK public consultation, (iv) implement the CIS nationally.
Results
A provisional CIS contained 8 themes/28 subthemes. Some 25 stakeholders refined/agreed a final 7-theme CIS covering what is ‘new’ about the procedure, conflicts of interest, reasons for the innovation, treatment alternatives, unknowns, surgeons’ expertise, and governance. Public consultation (N=136) endorsed all themes. Industry collaboration will implement the CIS in digital consent platforms across 38 institutions.
Conclusions
An evidence-based CIS has been co-developed with key stakeholders and is the recommended standard to optimise SDM and informed consent for surgical innovation.

Exploring consent for animal-derived products in surgery

Exploring consent for animal-derived products in surgery
Tega Ebeye, Chantal R. Valiquette, Natalia Ziolkowski
The American Journal of Surgery, 24 September 2024
Abstract
Informed consent is integral to the practice of ethical and patient-centered medicine. Barring specific life and limb emergencies where there is no capable decision maker to provide consent, surgeons typically rely on informed consent to decide on provision of surgical care. However, determining what constitutes informed consent – what risks are deemed material enough, how to appropriately weigh risks, benefits, and alternatives, as well as answering procedure-related questions – is ever evolving. An emerging area of discovery, with limited literature, has focused on how to obtain informed consent when animal-derived products (ADPs) are used. Here, ADPs include both human and animal-derived products used in surgery. As surgeons and surgical trainees, we have encountered different approaches to including ADPs in informed consent – from failure to discuss ADP use in general, to the blanket statement indicating the use of potential animal-derived products in surgery, to actually discussing and listing known ADPs like “nerve glue” and “AlloDerm” on the consent form – prompting our interest in this topic as it affects surgical practice and patient autonomy. However, while it has been argued that disclosing the use of ADPs is warranted under Beauchamp and Childress’ four principles of biomedical ethics, it remains unclear how detailed our discussions need to be to meet this ethical standard without creating undue burden, and potentially substandard care, for patients.

Co-Designing Body Donation Consent Processes

Co-Designing Body Donation Consent Processes
Conference Abstract [published in special journal edition]
Georgina C. Stephens
International Federation of Associations of Anatomists Congress 2024 – Kimdaejung Convention Centre, Gwangju, Korea, South
Published: Anatomy & Cell Biology, September 2024
Abstract
It is widely accepted that body donation programs should obtain informed consent from donors during life. Despite the existence of consent guidelines, consent form content varies considerably. Furthermore, consent forms are typically developed by anatomical and legal experts, and may not include details valued by donors or students. Co-design is a form of participatory action research which engages end users to understand phenomena and inform change. Co-design may therefore be ideal to develop consent processes that better incorporate values of donors, students and educators, alongside ethical and legal considerations. As a first step to developing consent processes for a proposed body donor program at an Australian university, this study aimed to bring together participants from these groups to co-design a consent process. Study participants included 7 prospective donors, 9 anatomy students and 6 anatomy educators. Data were collected through 4 focus groups involving at least one member of each participant group. During focus groups, the facilitator worked with participants to identify priorities relating to consent processes. Thematic analysis was used to develop draft consent principles encompassing perspectives across groups. Draft principles were sent to participants, and feedback on these collected through a survey. Four principles for body donation consent processes were established: 1. Consent processes should be informative, transparent and community-focused, 2. Consent processed should include personalised and flexible options, 3. Consent processes should be developed on legal and ethical foundations, and 4. Consent processes should be future-focused. Although some principles addressed aspects within existing consent guidelines (e.g. information adequacy), participants highlighted ways consent processes typical of body donor programs in Australia could be enhanced (e.g. personalised options including naming preferences after death). Participants also expressed how co-design facilitated a deeper understanding of the value of body donation. Ongoing work will now focus on developing consent resources based on these principles.