Informed Consent, Confidentiality, and Practitioner Disclosure in Therapeutic Work with Youth: A Systematic Review of Practitioners’ Perspectives

Informed Consent, Confidentiality, and Practitioner Disclosure in Therapeutic Work with Youth: A Systematic Review of Practitioners’ Perspectives
Systematic Review
Rachelle E. Thannhauser, Zoe A. Morris, Nicholas Gamble
Adolescent Research Review, 11 October 2021
Abstract
Mental health practitioners provide therapeutic interventions to youth on a daily basis, yet sparse research exists to inform ethical decision-making. It is commonly understood that therapeutic work with youth is ethically complex especially when considering informed consent and confidentiality, both of which have practical limitations. This review synthesized literature which reported practitioners’ perspectives (e.g., psychologists, social workers) on ethical decision-making about informed consent and confidentiality in therapeutic work with youth. Specifically, this review aimed to amalgamate relevant professional perspectives on work with youth who may be considered “Mature Minors” or “Gillick Competent,” indications of capacity to consent to intervention. Included studies (n = 25) largely originated in North America (40%), suggesting an underrepresentation of culturally diverse practitioners and help-seeking youth in available literature. Most studies concentrated on confidentiality (72%) and few considered decision-making related to informed consent. Adolescent risk-behavior and related potential for harm were prevalent factors in practitioners’ decision-making. This review demonstrates that practitioners endorse disparate decision-making factors and are limited in consensus to breach confidentiality. As such, practitioners demonstrate variance in approach to working with this developmentally vulnerable population.

Aligning Family–Clinician Expectations During Pediatric Surgical Informed Consent; Development and Implementation of an Innovative Communication Skills Workshop

Aligning Family–Clinician Expectations During Pediatric Surgical Informed Consent; Development and Implementation of an Innovative Communication Skills Workshop
Adena Cohen-Bearak, Elaine C. Meyer, Lauren Mednick, Pamela Varrin, Lisa Burgess, Pia Kuhlmann, Sigall Bell, Craig Lillehei
Journal of Continuing Education in the Health Professions, 1 October 2021
Abstract
Introduction
Aligning expectations during the informed consent process before a child’s surgery is an important element of good communication that benefits both surgical staff and families. We developed and evaluated a 2-hour pilot interprofessional workshop to improve the communication and relational skills of pediatric surgeons and nurse practitioners.
Methods
Focus groups with families identified key challenges in the process of informed consent. An interprofessional team, including parents whose children had experienced complex surgeries, developed the workshop collaboratively. A realistic simulation with professional actors portraying parents allowed surgical staff to practice communication skills and receive feedback about the parent perspective. Participants completed a postworkshop evaluation to determine whether the workshop met its objectives and whether they would change practice.
Results
Five key themes identified for the workshop included customize communication; align expectations; share clinical uncertainty; recognize/attend to emotions; and identify team members. Thirty-five clinicians participated in a workshop, and 89% completed evaluations. Three-quarters reported the learning to be valuable, and 64% were likely to change practice. Eighty-seven percent would recommend the workshop to other colleagues, and 58 to 74% felt more prepared to achieve each of eight specific skills.
Discussion
An innovative workshop for pediatric surgical practitioners to align family–clinician expectations can help improve clinician communication skills and comfort with informed consent. Keys to workshop development included involving parents to identify themes and participate as workshop co-faculty; enlisting leadership and recruiting surgical champions; and using pre-existing meetings to ease scheduling challenges of busy practitioners. Booster sessions may facilitate the desired cultural changes.

“I Agree to Disagree”: Comparative Ethical and Legal Analysis of Big Data and Genomics for Privacy, Consent, and Ownership

“I Agree to Disagree”: Comparative Ethical and Legal Analysis of Big Data and Genomics for Privacy, Consent, and Ownership
Review Article
Seema Belani, Georgina C. Tiarks, Neil Mookerjee, Vijay Rajput
Cureus, 13 October 2021
Abstract
Statement of Purpose
Digital healthcare, as it relates to big data and genomics, presents a real threat to privacy and ownership rights for individuals and society.
Research Question/Hypothesis
Our experience with genomics provides a lens to facilitate the way we navigate toward a future health data space. Contemporary and innovative legal and ethical models can be applied to concepts of privacy, ownership, and consent in relation to big data.
Significance
Technological innovation has transformed healthcare at a faster rate than legal reform, security measures, and consent policies can adapt. The Health Information Portability and Accountability Act (HIPAA) has been recognized as a work in progress, with respect to big data as it relates to healthcare and individual wellbeing. The shortcomings of HIPAA, and its application to big data, can be paralleled with its prior limitations surrounding genomics in the last two decades. The Genetic Information and Nondiscrimination Act (2008) and Genomic Data Sharing Policy (2015) were established to overcome HIPAA’s inadequacies concerning genetic discrimination and security. These policies can serve as a basic model for our approach to legislative reform as it relates to privacy risks with big data generated in healthcare and from healthy individuals in society who are not patients. In addition to notions of privacy, concepts of ownership and consent have become increasingly vague and opaque. The technological advancements have facilitated access and transmission of information, such that big data can be sold for financial gain for commercial enterprise. This applies to genomics, with companies like 23andMe, in addition to big data, as it relates to big tech giants like Apple or Google who oversee wearable and search term data. Clarity of ownership within a digital healthcare arena needs to be defined through ethical and legal frameworks at a global level.
Approach
A narrative review of the literature published between 2010 and 2021 was performed using PubMed and Google Scholar. Articles discussing privacy, security, ownership, big data, and genomics were included as relevant literature.
Importance
As a society, we are at a crossroads; we must determine the extent of privacy that we are willing to give for science and society. We cannot continue with the current status quo in hope that individual will be used for the greater good of society. We need to strive for a cohesive approach to combat privacy violations by encouraging legislative reform, ethical accountability, and individual responsibility.

Learning from informed consent litigation to improve practices: A systematic review

Learning from informed consent litigation to improve practices: A systematic review
Karine Giudici-Wach, Pierre Gillois, Thomas Remen, Frédérique Claudot
Patient Education and Counseling, 8 October 2021
Abstract
Objective
To describe the reasons that lead judges to qualify malpractice as a lack of information, then rule in favour or not of the health professional (HP).
Methods
We conducted a systematic review of case law relating to the breach of disclosure obligations over a ten-year period from 2010 to 2020. We used 3 legal databases: Légifrance, Dalloz and Lexis 360, all identified as the most exhaustive.
Results
Of the 514 law cases included: judges found malpractice owing to lack of information in 377 (73.3%) cases. Among the latter, malpractices were lack of risk information (N = 257, 68.2%), lack of proof of information (N = 243, 64.5%) and/or lack of information on therapeutic alternatives (N = 49, 13.0%). These malpractices resulted in a conviction of the HP in 268 (71.1%) of the cases.
Conclusion
Case law is an important source of information for improving the quality of HP, lawyers, and judges’ practices.

The Informed Consent Doctrine in Legal Malpractice Law

The Informed Consent Doctrine in Legal Malpractice Law
Vincent R. Johnson
St. Mary’s Journal on Legal Malpractice & Ethics, 6 October 2021; 11(2)
Open Access
Abstract
The doctrine of informed consent is now deeply embedded into the law of legal ethics. In legal malpractice litigation, the doctrine holds that a lawyer has a duty to disclose to a client material information about the risks and alternatives associated with a course of action. A lawyer who fails to make such required disclosures and fails to obtain informed consent is negligent, regardless of whether the lawyer otherwise exercises care in representing a client. If such negligent nondisclosures cause damages, the lawyer can be held accountable for the client’s losses. Shifting the focus of a legal malpractice action from garden-variety negligence (such as ignorance of the law, late filing of a complaint, or failure to safeguard client funds or data) to a lack of informed consent can potentially transform a losing case into a winner. Among other things, the doctrine has the potential to simplify and clarify the plaintiff’s argument, which may be especially useful if the case is tried to a jury. The informed consent doctrine also makes sense as a matter of public policy, because clients have a right to control important matters related to their representation. This Article explores the informed consent doctrine in legal malpractice law. It discusses the rise of the informed consent doctrine in medical malpractice law and traces the transplantation of the language and principles of informed consent, first, into the law of lawyer discipline, and then into the law of lawyer civil liability. The Article explores what the relevant legal malpractice case law says about the obligation to obtain informed consent. Finally, the Article addresses certain pivotal issues in the operation of the informed consent doctrine in claims by clients against lawyers, including the nature of lawyer disclosure obligations, the limits imposed by the scope of the representation, the role of expert testimony, and the standard for proving factual causation.

Risk Management for a Legally Valid Informed Consent

Risk Management for a Legally Valid Informed Consent
Guerra F, La Rosa P, Guerra F, Raimondi L, Marinozzi S, Miatto I, Vergati D, Ndokaj A, Gasperini N, Corridore D, Nardi GM, Mazur M, La Torre G, Ottolenghi L
La Clinica Terapeutica, 1 September 2021; 172(5) pp 484-488
Abstract
Gelli-Bianco law (Law no. 24/2017) [Italy] intervenes both in order to divide healthcare liability between the healthcare professional and the facility in which he/she exercises and to incentivize the latter to adopt an organizational model suitable for managing the risk associated with the provision of any healthcare service, including the information for consent. In fact, the healthcare facility must guarantee clear, complete and adequate information on the specific case, which, therefore, cannot consist of standard forms to be signed by the patient, under penalty of a flawed consent to treatment and consequent healthcare liability in the event of an adverse event. The regulation mandates that safety must be guaranteed through proper prevention tools and health care risk management, in conjunction with the most effective use of structural, technological and organizational resources available. It further spells out the obligation of health care professionals to contribute to risk prevention while administering health care procedures. For this reason, the consent information constitutes a source of risk for the responsibility of the healthcare provider and the Facility and it must necessarily be managed. Risk Management is the management tool that can allow the healthcare facility to improve the quality and safety of the services provided, optimizing the risk of adverse events through proper monitoring of the same. This paper will be published, following a special agreement, on the two journals “Igiene e Sanità Pubblica” and “La Clinica Terapeutica”, in Italian and in English, in order to increase the diffusion to a wider audience.

Regulation of Natural Resources Located in Indigenous Communities Territory under the Principles of Consultation and Free, Prior-Informed Consent: Perspectives in Selected Countries

Regulation of Natural Resources Located in Indigenous Communities Territory under the Principles of Consultation and Free, Prior-Informed Consent: Perspectives in Selected Countries
John S. Ombella
African Journal of International and Comparative Law, November 2021; 29(4)
Abstract
Natural resources have long been said to be under the sovereign ownership of the states in whose borders they are found. Sovereignty grants such a state not only the ownership but also the power to regulate their access and use. States’ inability to convert the resources into tangible socio-economic development has witnessed massive contractual agreements with multinational companies to harness the same. Multinational companies and state contractual arrangements seem to have ignored other potential stakeholders like communities dependent on natural resources for their survival. Consequently, communities such as those of indigenous peoples who depend on available natural resources like rivers, lakes, forests and other ecological resources are victimised in the state-multinational contractual arrangements and implementation. Internationally, principles such as consultation and free and prior-informed consent seem to regulate access and use of resources located in indigenous communities. This article shows how such principles guarantee the indigenous communities their existence in cases of large-scale development in their territory.

A Multiethnic Asian Perspective of Presumed Consent for Organ Donation: A Population-Based Perception Study

A Multiethnic Asian Perspective of Presumed Consent for Organ Donation: A Population-Based Perception Study
Mark D. Muthiah, Melissa Sin Hui Chua, Konstadina Griva, Ivan Low, Wen Hui Lim, Cheng Han Ng, Jeff Y. F. Hwang, Jason C. H. Yap, Shridhar G. Iyer, Glenn K. Bonney, Vathsala Anantharaman, Daniel Q. Huang, Eunice Xiang-Xuan Tan, Guan-Huei Lee, Alfred W. C. Kow, Bee Choo Tai
Frontiers in Public Health, October 2021
Open Access
Abstract
Background
Organ shortage is still a world-wide problem, resulting in long waiting lists for kidney, liver, and heart transplant candidates across many transplant centers globally. This has resulted in the move toward presumed consent to increase deceased organ donation rates. However, there remains a paucity of literature on public attitude and barriers regarding the opt-out system, with existing studies limited to Western nations. Therefore, this study aimed to understand public sentiment and different barriers toward organ donation from the perspective of Singapore, a highly diverse and multiethnic Asian society.
Methods
A cross-sectional community semi-structured interview was conducted in a public housing estate in Singapore. Pilot test was undertaken before participants were interviewed face-to-face by trained personnel. All statistical evaluations were conducted using Stata. The χ2-test compared subgroups based on patient characteristics while multivariable logistic regression identified predictors of willingness to donate/ assent. Effect estimates were quantified using odds ratio (OR).
Findings
Out of 799 individuals, 85% were agreeable to organ donation after death and 81% were willing to assent to donations of family members’ organs, which declined by 16% (p < 0.001) after a clinical scenario was presented. Demographic factors including ethnicity, education, marital, and employment status affected willingness to donate and assent. Knowledge correlated significantly with willingness to donate and assent. In particular, knowledge regarding brain death irreversibility had the strongest correlation (AOR 2.15; 95% CI 1.60–2.89). Muthiah et al. Presumed Consent for Organ Donation
Conclusions
Organ donation rates remain low albeit presumed consent legislation, due to patient-level barriers, including but not limited to knowledge gaps, cultural values, religious backgrounds, and emotional impact at relatives’ death. To effectively boost donor rates, it is crucial for policy makers to invest in public education and improve transplant provisions and family protocols.

Chinese speaking patients’ understanding of information and consent related to their surgical experience

Chinese speaking patients’ understanding of information and consent related to their surgical experience
Janine Bothe, Meng Chen
Journal of Stomal Therapy Australia, September 2021; 41(3) pp 16-21
Abstract
The aim of this qualitative study was to explore the use of interpreters among Chinese speaking inpatients having a surgical procedure at an Australian metropolitan hospital. The summary of the findings are: Patients often understood it to be their obligation to seek language assistance from their family members or friends. For this reason patients did not request an interpreter either during their visit to the surgeon (when written consent is routinely completed) or during hospitalisation. It is common practice for ‘bilingual’ surgeons to obtain informed consent even if the patient perceives that the surgeon cannot speak the language fluently. Staff under-utilised interpreters even if they were available and their benefits understood. These findings provide valuable information in which to plan for improvement in the stomal service and the wider organisation. Education and information can be shaped to improve the use of healthcare interpreters to the non-English speaking population at key milestones in their hospital journey.

Perception of immigrants: free consent and access to health services

Perception of immigrants: free consent and access to health services
Cléa Adas Saliba Garbin, María Elizabeth Peña Téllez, Tânia Adas Saliba, Artênio José Isper Garbin
Revista Bioétic, July-September 2021; 29(3)
Abstract
This study aims to identify the perception of Cuban immigrants about the free and informed consent form and access to dental and medical care. This is a cross-sectional descriptive survey conducted with a sample of immigrants from a medium-sized municipality in the state of São Paulo. Data were collected by means of a questionnaire addressing the form and the access to dental and medical care both in Brazil and in their country of origin, as well as sociodemographic aspects. The results indicate that immigrants have access to medical and dental care, but little knowledge about the consent form during treatment. Considering that a well-designed consent term and patient knowledge promotes the successful performance of procedures, physicians and dentists need to adopt measures for a safe professional practice.