Analysis of Informed Consent Forms Submitted to Institutional Ethics Committee of a Medical Institute in Southern India: A Cross-sectional Observational Study
Vedavathi Hanumaiah, Shreenivas Prabhakar Revankar, Nagaraja Prasad Sai, Mohammad Arif
Journal of Clinical & Diagnostic Research, 1 April 2024
Abstract
Introduction
Informed consent is an essential component in research involving human participants. However, the informed consent obtained may be incomplete and not fulfill the essential criteria of Informed Consent Forms (ICFs). Although the guidelines for developing ICFs have been clearly spelled out by various research bodies, these guidelines are not followed completely.
Aim
To analyse the ICFs submitted to the Institutional Ethics Committee (IEC) of a Medical Institute in Southern India.
Materials and Methods
The present study was a crosssectional observational study analysing ICFs submitted to the IEC of McGann District Teaching Hospital, Shimoga Institute of Medical Sciences (SIMS), Shivamogga, Karnataka, India, for the period 2014 to January 2023. All research projects containing ICFs during the study period were included in the study. Of the research projects submitted, only 70 had ICFs, and these were subjected to analysis as per Indian Council of Medical Research (ICMR) guidelines criteria. The criteria for ICFs were: statement of research, purpose/methods of the study, duration/frequency of the study, benefits to participants/community, foreseeable risks, discomfort/inconvenience, confidentiality, payment/reimbursement for participation. In addition to these, ICFs were also analysed for additional elements as per ICMR criteria for tissue and blood samples. The results were then subjected to descriptive statistical analysis and presented as mean and percentages.
Results
Many of the required essential elements were present in nearly 50% of ICFs submitted to the IEC, which include information on the basic purpose/methods of the study 70 (100%), identity of the principal investigator/research team 57 (81.42%), freedom to participate/withdraw from the study 55 (78.57%), confidentiality of records 54 (77.14%), and foreseeable risks, discomfort, and inconvenience to participants 35 (50%). Other essential elements like benefits were present to participants/community 28 (40%), payment/reimbursement for participation 28 (40%), duration and frequency 12 (17.14%), statement of research 9 (12.85%), treatment/compensation for injury 4 (5.71%). Regarding additional elements of ICFs for biological samples, ICFs adhered to the ICMR requirements except none of the submitted forms had any information on the period of storage of biological samples.
Conclusion
The ICF is an essential requirement for conducting research. Ensuring adherence of ICF to guidelines is important from a research perspective. The present study concludes that the majority of the essential elements were present in ICFs with a few exceptions like study as research and information on the storage of biological samples, which was nil.
Clinical Teaching and Consent: An Analysis of New Zealand’s Legal Requirements for Obtaining Consent to Clinical Teaching Involving Consumers of Health and Disability Services
Clinical Teaching and Consent: An Analysis of New Zealand’s Legal Requirements for Obtaining Consent to Clinical Teaching Involving Consumers of Health and Disability Services
Lydia Wadsworth
Journal Of Law and Medicine, May 2024
Abstract
Student involvement in patient care without consent has attracted recent attention in New Zealand. New Zealand’s Code of Health and Disability Services Consumers’ Rights (Code) gives patients the right to give or refuse consent to participate in clinical teaching, but its practical application to clinical teaching, particularly postgraduate, is unclear. This article explores the history and precedent of the Code and ethical considerations, to inform where amendment to the Code is desirable in the interests of clarity, pragmatism, and to reflect better the legislature’s intent.
The Law On Informed Consent In Medical Procedures In Nigeria: Organ And Tissue Transplant In Focus
The Law On Informed Consent In Medical Procedures In Nigeria: Organ And Tissue Transplant In Focus
Ikenga K. E. Oraegbunam, Eyiuche Stella Ifediora
International Review of Law and Jurisprudence, January 2024
Abstract
During medical procedures, the law, generally, mandate medical personnel to seek and get the consent of patients before proceeding with any medical treatment. The rule on informed consent, simply put, entails health professionals properly informing patients, to their understanding, about any medical treatment to be administered to such patient and getting approval before proceeding with such treatment. This basically aligns with the medical and legal positions that recognize the autonomy of a patient and recognizes such patient’s right to either accept or reject any medical treatment and also the right to participate in every decision regarding the patient’s medical treatment. The informed consent rule allows some exceptions which include emergency cases where it would be fatal to insist on seeking and getting a patient’s consent to a lifesaving medical intervention. The present research is focused reviewing the current state of the law with respect to informed consent in transplant procedures in Nigeria to determine its adequacy. It is recommended inter alia that the National Health Act be amended to specifically mandate health personnel to seek and get the informed consent of parties to transplant procedures – where possible – to prevent the legal implications of doing otherwise. Also, medical personnel should be trained continually to practice informed consent when handling patients that come to them for any form of medical treatment.
Care of women and application of the principle of informed consent to interventions during birth in the COVID-19 pandemic period
Care of women and application of the principle of informed consent to interventions during birth in the COVID-19 pandemic period
Research Paper
Alina Liepinaitienė, Izabelė Bujaitė, Aurimas Galkontas, Vaidas Jotautis,Audrius Dėdelė
European Journal of Midwifery, 8 May 2024
Abstract
Introduction
In the early phases of the COVID-19 pandemic, inadequate intrapartum care protocols were in place. Many organizations have responded promptly and recognized the importance of adherence to appropriate guidelines. The International Confederation of Midwives issued an official statement on 29 March 2020, which states that every woman has the right to information, to give consent, to refuse consent, and to have her choices and decisions respected and upheld. No research has been conducted in Lithuania to reveal the care of women who gave birth during the COVID-19 pandemic and the application of informed consent to interventions.
Methods
This study is quantitative of cross-sectional design. An anonymous questionnaire survey method was used. One hundred fifty-two women who gave birth in Lithuania during the COVID-19 pandemic (March 2020 – May 2022) and had COVID-19 infection during childbirth, participated in the study. Statistical data analysis was performed.
Results
During the COVID-19 pandemic, women’s care was characterized by always or almost always adequate information from health professionals on all issues to minimize the stress of new procedures necessitated by the COVID-19 pandemic and allowing them to stay with newborns as long as possible. The application of the principle of informed consent to interventions during the COVID-19 pandemic was not always applied to the performance of transvaginal examination manual compression of the uterine fundus to facilitate the expulsion period.
Conclusions
Most women said that they were properly informed by healthcare professionals about all questions related to the new procedures that became necessary due to the COVID-19 pandemic and felt included in their own choice. However, mothers felt the need of relatives during childbirth, and consent was often not asked for vaginal examination.
Informed consent and trial prioritization for clinical studies during the COVID-19 pandemic. Stakeholder experiences and viewpoints
Informed consent and trial prioritization for clinical studies during the COVID-19 pandemic. Stakeholder experiences and viewpoints
Research Article
Stefanie Weigold, Susanne Gabriele Schorr, Alice Faust, Lena Woydack, Daniel Strech
Plos One, 30 April 2024
Open Access
Abstract
Background
Very little is known about the practice-oriented challenges and potential response strategies for effective and efficient translation of informed consent and study prioritization in times of a pandemic. This stakeholder interview study aimed to identify the full spectrum of challenges and potential response strategies for informed consent and study prioritization in a pandemic setting.
Methods
We performed semi-structured interviews with German stakeholders involved in clinical research during the COVID-19 pandemic. We continued sampling and thematic text analysis of interview transcripts until thematic saturation of challenges and potential response strategies was reached.
Results
We conducted 21 interviews with investigators, oversight bodies, funders and research support units. For the first topic informed consent we identified three main themes: consent challenges, impact of consent challenges on clinical research, and potential strategies for consent challenges. For the second topic prioritization of clinical studies, we identified two main themes: perceived benefit of prioritization and potential strategies for prioritization. All main themes are further specified with subthemes. A supplementary table provides original quotes from the interviews for all subthemes.
Discussion
Potential response strategies for challenges with informed consent and study prioritization partly share common ground. High quality procedures for study prioritization, for example, seem to be a core response strategy in dealing with informed consent challenges. Especially in a research environment with particularly high uncertainty regarding potential treatment effects and further limitations for valid informed consent should the selection of clinical trials be very well justified from a scientific, medical, and ethics viewpoint.
Exploring the role of the oncologist in promoting shared decision making during treatment planning for older adults with acute myeloid leukemia
Exploring the role of the oncologist in promoting shared decision making during treatment planning for older adults with acute myeloid leukemia
Research Letter to the Editor
Marissa LoCastro, Marielle Jensen-Battaglia, Chandrika Sanapala, Rachel Rodenbach, Jason H. Mendler, Jane Liesveld, Eric Huselton, Kah Poh Loh
Journal of Geriatric Oncology, June 2024
Introduction
Shared decision making (SDM), a process that promotes both patient autonomy and engagement, is associated with increased patient knowledge and decreased decisional regret [1]. Due to acute myeloid leukemia’s (AML) sudden onset and frequent need for rapid management decisions, achieving SDM in older patients is challenging [2]. Older adults with AML also have various vulnerabilities (e.g., functional and cognitive impairments) which further complicate decision making. This study evaluated oncologists’ current practices to promote SDM among older adults with AML using a communication tool designed to systematically elicit patient preferences regarding treatment planning.
Clear aligner therapy informed consent forms: A quality and readability evaluation
Clear aligner therapy informed consent forms: A quality and readability evaluation
Original Article
Maurice J. Meade, Sven Jensen, Xiangqun Ju, David Hunter, Lisa Jamieson
International Orthodontics, June 2024
Open Access
Summary
Objective
The aim of the present study was to evaluate the quality and readability of content contained within clear aligner therapy (CAT) informed consent forms.
Methods
CAT informed consent forms were identified via an online search. The presence of details related to CAT-related processes, risks, benefits and alternatives in each form was recorded. A 4-point Likert type scale was used to determine the quality of content (QOC). The readability of content was evaluated with the Simple Measure of Gobbledegook (SMOG) and Flesch Reading Ease Score (FRES).
Results
A total of 42 forms satisfied selection criteria. Nineteen (45.2%) were authored by companies who provided aligners to patients via clinicians. The QOC regarding CAT-related treatment processes [median 2.0; IQR 0, 2] and benefits [median 2.0; IQR 1, 2] was adequate. The QOC scores regarding treatment alternatives, consequences of no treatment and relapse were poor. There was no difference (P = 0.59) in the median (IQR) QOC of the informed consent forms provided by direct-to-consumer (DTC) aligner providers [10 (8.25, 16.25)] and non-DTC aligner providers [12 (10, 14)]. The median (IQR) SMOG score was 12.1 (10.9, 12.7) and FRES was 39.0 (36.0, 44.25).
Conclusions
The QOC of the evaluated forms was incomplete and poor. The content was difficult to read and failed to reach recommended readability standards. Consent is unlikely to be valid if it is based solely on the content of the forms. Clinicians need to be aware of the limitations of informed consent forms for CAT particularly in relation to alternatives, prognosis, risks, and the need for long-term maintenance of results.
Patient informed consent, ethical and legal considerations in the context of digital vulnerability with smart, cardiac implantable electronic devices
Patient informed consent, ethical and legal considerations in the context of digital vulnerability with smart, cardiac implantable electronic devices
Leanne N. S. Torgersen, Stefan M. Schulz, Ricardo G. Lugo, Stefan Sütterlin
Plos Digital Health, 23 May 2024
Open Access
Abstract
Advancements in digitalisation with cardiac implantable electronic devices (CIEDs) allow patients opportunities for improved autonomy, quality of life, and a potential increase in life expectancy. However, with the digital and functional practicalities of CIEDs, there exists also cyber safety issues with transferring wireless information. If a digital network were to be hacked, a CIED patient could experience both the loss of sensitive data and the loss of functional control of the CIED due to an unwelcome party. Moreover, if a CIED patient were to become victim of a cyber attack, which resulted in a serious or lethal event, and if this information were to become public, the trust in healthcare would be impacted and legal consequences could result. A cyber attack therefore poses not only a direct threat to the patient’s health but also the confidentiality, integrity, and availability of the CIED, and these cyber threats could be considered “patient-targeted threats.” Informed consent is a key component of ethical care, legally concordant practice, and promoting patient-as-partner therapeutic relationships [1]. To date, there are no standardised guidelines for listing cybersecurity risks within the informed consent or for discussing them during the consent process. Providers are responsible for adhering to the ethical principles of autonomy, beneficence, non-maleficence, and justice, both in medical practice generally and the informed consent process specifically. At present, the decision to include cybersecurity risks is mainly left to the provider’s discretion, who may also have limited cyber risk information. Without effective and in-depth communication about all possible cybersecurity risks during the consent process, CIED patients can be left unaware of the privacy and physical risks they possess by carrying such a device. Therefore, cyber risk factors should be covered within the patients’ informed consent and reviewed on an ongoing basis as new risk information becomes available. By including cyber risk information in the informed consent process, patients are given the autonomy to make the best-informed decision.
Patient Consent for Medical Student Pelvic Exams under Anesthesia: An Exploratory Retrospective Chart Review
Patient Consent for Medical Student Pelvic Exams under Anesthesia: An Exploratory Retrospective Chart Review
Jessica A. Jushchyshyn, Lakeisha Mulugeta-Gordon, Cara Curley, Florencia Greer Polite, and Jon F. Merz
The Journal of Clinical Ethics, 10 May 2024
Abstract
Objective
We performed this study to examine patients’ choices to permit or refuse medical student pelvic examinations under anesthesia (EUAs) during planned gynecologic procedures.
Design
We conducted an exploratory retrospective chart review of electronic consent forms at a single academic medical center using contingency tables, logistic regression, and nonparametric tests to explore relationships between patient and physician characteristics and consent.
Results
We identified and downloaded electronic consent forms for a census of 4,000 patients undergoing gynecologic surgery from September 2020 through calendar year 2022. Forms were linked to anonymized medical record information. Of the 4,000 patients, 142 (3.6%) were removed from analysis because consent forms were incomplete. Of 3,858 patients, 308 (8.0%) were asked for EUA consent more than once, 46 of whom were not consistent. Overall, 3,308 (85.7%) patients consented every time asked, and 550 (14.2%) refused or limited EUA consent at least once. Nine patients limited their consent to female students, and two patients refused medical student participation at all. We performed exploratory multiple logistic regression analyses exploring differences in rates of consent across patient and physician demographic groups.
Conclusions
We find that some patients are more likely than others to refuse a pelvic EUA, magnifying the dignitary harm from a nonconsensual invasion of intimate bodily integrity and perpetuating historic wrongs visited upon vulnerable people of color and religious minorities. Patients’ rights to respect and control over their bodies require that physicians take seriously the ethical obligation to inform their patients and ask them for permission.
Overlapping Surgery Verbiage in Informed Consent Documents
Overlapping Surgery Verbiage in Informed Consent Documents
Original Study
Margaret B. Mitchell, George Lin, Kavita Prasad, Daniel R. S. Habib, Alexander Langerman
Annals of Surgery, 6 May 2024
Abstract
Objective
To assess informed consent documents from United States (US) institutions for verbiage regarding overlapping surgery.
Summary background data
Overlapping surgery remains a controversial practice. Recent guidance from the Senate Finance Committee and American College of Surgeons emphasizes transparency with patients regarding this practice through the informed consent process, but it remains unclear how many institutions adopted their recommendations.
Methods
Informed consent documents were collected from a national sample of 104 institutions and assessed for verbiage regarding overlapping surgery and/or attending absence during a surgical case. The verbiage of these forms was further analyzed for inclusion of key terms (e.g., “overlapping surgery,” “critical portions”) as well as transparency regarding surgeon absence.
Results
Thirty (29%) forms included verbiage regarding overlapping surgery and/or surgeon absence during a case. Most of these 30 utilized the terms “overlapping surgery” or “critical portions” (18 [60%] and 25 [83%], respectively), although only 3 (10%) explicitly stated that portions of the procedure that may be performed in the absence of the attending surgeon. Six forms (20%) specifically stated who may perform the procedure without the attending present, and 3 forms (10%) had patients acknowledge this section of the consent form with an additional signature or initial. Only 2 of the forms (7%) fulfilled all of the criteria set forth by the SFC.
Conclusion
Detailed information regarding overlapping surgery is infrequently included in hospitals’ procedure informed consent documents. Forms that include this information rarely provide explicit statements of attending presence and trainee participation, raising concerns regarding surgeon-patient transparency.